Anti Money Laundering, Counter Terrorist Financing & Sanctions

Assisting Firms to ensure that they meet their regulatory requirements, in particular, the 4th Money Laundering Regulations, FCA Financial Crime Handbook, JMLSG guidance and the sanctions environment. Additionally, to prepare for the up-coming 5th & 6th Money Laundering Regulations.

Design and implement Financial Crime Target Operating Models (TOM) and frameworks including:

 

  • Governance and control environment
  • Policy, standards, process (re-engineering) and guidance
  • Risk assessments and management
  • People, culture change and training
  • Customer Due Diligence (CDD), Enhanced Due Diligence (EDD) and risk & transaction monitoring
  • Intelligence, information, incident management and communications
  • Training, design and deliver through various channels and individually styled from the annual training to role specific
  • Remediation of existing deficiencies
  • Assurance, monitoring and Board reporting
  • Regulation change management and environmental screening